Charles Schwab

Schwab Institutional provides our clients with access to its brokerage, including trading, custody, reporting and related services, many of which are not typically available to Schwab retail customers. In addition, Schwab make available support services to help us manage and administer client accounts.

We recommend that our clients use Charles Schwab & Co., a registered broker-dealer, member SIPC, as the qualified custodian of all actively managed accounts. Schwab and Schwab Bank (member FDIC) holds client assets in a brokerage account titled in the client’s name, and buys and sells securities when Peak Financial Advisors instructs them to do so.

Schwab is committed to protecting your assets and maintaining security measures that are designed to keep personal information safe. At the end of the day, it is all about trust. To give our clients peace of mind, they provide the “Schwab Security Guarantee” which states, “Schwab will cover 100% of any losses in any of your Schwab accounts due to unauthorized activity.”